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Non-US Fund Disclaimer
A UK Financial Services Authority authorized person has neither communicated nor approved the contents of this website within the meaning of Financial Services and Markets Act 2000 (“FSMA”). Such approval is required by section 21 of FSMA unless one or more exemptions apply. The contents of this website are exempt from the general restriction in section 21 of FSMA on the communication of invitations and inducements to engage in investment activity on the grounds that it is made only to (a) persons who have professional experience in matters relating to investments (being ‘investment professionals’ within the meaning of Article 19(5) of the Financial Services and Markets Act 2000 (Financial Promotion) Order 2005 (the “FPO”)), (b) persons of a type described in Article 49(2) of the FPO, and (c) other persons to whom the services to which the contents of this website relate may lawfully be promoted (each, a “relevant person”). Any investment or investment activity to which the contents of this website relate are available only to relevant persons and will be engaged in only with relevant persons. Persons who are not relevant persons must not act or rely upon the contents of this website.
Persons of a type described in Article 49(2) of the FPO comprise (a) any body corporate which has, or which is a member of the same group as an undertaking which has, a called up share capital or net assets of not less than (i) in the case of a body corporate which has more than 20 members or is a subsidiary undertaking of an undertaking which has more than 20 members, £500,000 and (ii) in any other case, £5 million, (b) any unincorporated association or partnership which has net assets of not less than £5 million, (c) the trustee of a high value trust within the meaning of Article 49(6) of the FPO, (d) any person (‘A’) whilst acting in the capacity of director, officer or employee of a person (‘B’) falling within any of (a), (b) or (c) above where A’s responsibilities, when acting in that capacity, involve him in B’s engaging in investment activity and (e) any person to whom the communication may otherwise lawfully be made.
Potential investors in the United Kingdom are advised that all or most of the protections provided by the UK regulatory system do not apply and such an investor will not benefit from the Financial Services Compensation Scheme.
To access these web pages, you must be a person which is, or is capable of being treated as a professional client or eligible counterparty, as each term is defined in the rules of the UK Financial Services Authority. This includes, inter alia, any entity required to be authorised or regulated to operate in the financial markets either by an EEA State or a non-EEA country and whether or not authorised by reference to a directive; certain large undertakings; national and regional governments and other institutional investors whose main activity is to invest in financial instruments including entities dedicated to the securitization of assets or other financing transactions. This can be expected to include persons falling within the following categories, in particular if they are authorised or regulated to operate in the financial markets: (a) a credit institution; (b) an investment firm; (c) any other authorised or regulated financial institution; (d) an insurance company; (e) a collective investment scheme or the management company of such a scheme; (f) a pension fund or the management company of a pension fund; (g) a commodity or commodity derivatives dealer; and (h) any other institutional investor.
No information on this website should be regarded as an offer, solicitation, recommendation, invitation or inducement to the public in Singapore to buy shares in any investment funds managed by Stone Harbor Investment Partners LP. None of the documents posted to this web site have been or will be registered as a prospectus with the Monetary Authority of Singapore. Accordingly, none of the documents posted to this web site and any other document or material in connection with the offer or sale, or invitation for subscription or purchase, of shares may be circulated or distributed in Singapore, nor may any shares be offered for subscription purchase or sell, or be made the subject of an invitation for subscription or purchase, whether directly or indirectly, to persons in Singapore other than pursuant to, and in accordance with the conditions of any applicable offering exemption of the Securities and Futures Act, Chapter 289 of Singapore.
For Swiss Investors – This material constitutes an advertising document.
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